Debt & Equity Capital Raises

Factors To Consider When Raising Capital:

  • Meet management objectives
  • Address investor and lender requirements
  • Address internal business concerns and stakeholder issues

Potential Financing Sources:

  • Traditional commercial bank financings
  • Asset-based loans and lease transactions
  • Subordinated/mezzanine financing
  • Private placement of debt and equity with individual and institutional investors
  • Non-traditional financing/hybrid financing/royalty financing and other
  • Securities transactions conducted through a FINRA broker-dealer affiliate

Manage a Controlled Financing Process:

  • Develop a clear understanding of the strategic objectives, financial position and operating parameters of Client
  • Identify the appropriate capital sources
  • Develop and distribute marketing materials to capital sources
  • Structure the transaction
  • Manage negotiations and closing process
Scroll to top